A method for rapid visual recognition of personal identity is described, based on the failure of statistical test of independence. The most unique phenotypic feature visible in a person’s face is the detailed texture of each eye’s iris: an estimate of its statistical complexity in a sample of the human population reveals variation corresponding to several hundred independent degrees-of-freedom. Morphogenetic randomness in the texture expressed phenotypically in the iris trabeclar meshwork ensures that a test of statistical independence on two coded patterns organizing from different eyes is passed almost certainly, whereas the same test is failed almost certainly when the compared codes originate from the same eye. The visible texture of a person’s iris in a real time video image is encoded into a compact sequence of multi-scale quadrature 2-D Gabor wavelet coefficients, whose most significant bits comprise a 512 – byte “IRIS–CODE” statistical decision theory generates identification decisions from Exclusive-OR comparisons of complete iris code at the rate of 4,000 per second, including calculation of decision confidence levels. The distributions observed empirically in such comparisons imply a theoretical “cross-over” error rate of one in 1,31,000 when a decision criterion is adopted that would equalize the False Accept and False Reject error rates.
Reliable automatic recognition of persons has long been an attractive goal. As in all pattern recognition problems, the key issue is the relation between interclass and intra-class variability: objects can be reliably classified only if the variability among different instances of a given class is less than the variability between different classes. Iris patterns become interesting as an alternative approach to reliable visual recognition of persons when imaging can be done at distances of less than a meter, and especially when there is a need to search very large databases without incurring any false matches despite a huge number of possibilities. The iris has the great mathematical advantage that its pattern variability among different persons is enormous. In addition, as an internal (yet externally visible) organ of the eye, the iris is well protected from the environment and stable over time. As a planar object its image is relatively insensitive to angle of illumination, and changes in viewing angle cause only affine transformations; even the non-affine pattern distortion caused by pupillary dilation is readily reversible. Finally, the ease of localizing eyes in faces, and the distinctive annular shape of the iris, facilitates reliable and precise isolation of this feature and the creation of a size-invariant representation.
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